Swan Fund Documents
Tax & Distribution Information
Estimates – 2021 Distribution
Fact Sheets
* Defined Risk Fund Fact Sheet
* Defined Risk Growth Fund Fact Sheet
* Defined Risk U.S. Small Cap Fact Sheet
* Defined Risk Foreign Fact Sheet
* Defined Risk Emerging Markets Fact Sheet
2020 Distribution Notice
Prospectuses
Combined Prospectus – Defined Risk Funds
Summary Prospectus – Defined Risk Funds
Summary Prospectus – Defined Risk Growth Fund
Summary Prospectus – U.S. Small Cap Fund
Summary Prospectus – Foreign Developed Fund
Summary Prospectus – Emerging Markets Fund
Statement of Additional Information
Supplement to Prospectus and SAI
Holdings
All Funds as of 9.30.20
All Funds as of 3.31.21
Forms & Applications
Account Form
IRA Application Form
Roth Disclosure
IRA Distribution Withholding Form
IRA Transfer of Asset Form
Education Savings Account Form
SIMPLE IRA Custodial Account Adoption Form
Non-Qualified Transfer of Assets Form
Redemption Request Form
Y-Share Prospectus
Combined Funds Prospectus – Class Y
Swan Defined Risk Funds – Class Y Sticker
Summary Prospectus – Defined Risk Fund – Class Y
Summary Prospectus – Defined Risk Growth Fund – Class Y
Summary Prospectus – U.S. Small Cap Fund – Class Y
Summary Prospectus – Foreign Developed Fund
Summary Prospectus – Emerging Markets Fund – Class Y
Statement of Additional Information
Annual Reports
Annual Report
Semi-Annual Report
