Swan Fund Documents
Tax & Distribution Estimate Information
2023 Distribution Notice
Fact Sheets
* Defined Risk Fund Fact Sheet
* Defined Risk Growth Fund Fact Sheet
* Defined Risk U.S. Small Cap Fact Sheet
* Defined Risk Foreign Fact Sheet
* Defined Risk Emerging Markets Fact Sheet
Prospectuses
Combined Prospectus – Defined Risk Funds
Summary Prospectus – Defined Risk Fund
Summary Prospectus – Defined Risk Growth Fund
Summary Prospectus – U.S. Small Cap Fund
Summary Prospectus – Foreign Fund
Summary Prospectus – Emerging Markets Fund
Statement of Additional Information
Holdings
All Funds as of 3.31.24
All Funds as of 9.30.23
Forms & Applications
Account Form
IRA Application Form
Roth Disclosure
IRA Distribution Withholding Form
IRA Transfer of Asset Form
Education Savings Account Form
SIMPLE IRA Custodial Account Adoption Form
Non-Qualified Transfer of Assets Form
Redemption Request Form
Shareholder & Annual Reports
Semi-Annual Report
Annual Report
2024 N-PX Notice
Swan Defined Risk Fund – I Share
Swan Defined Risk Fund – A Share
Swan Defined Risk Fund – C Share
Swan Defined Risk Growth Fund – I Share
Swan Defined Risk Growth Fund – A Share
Swan Defined Risk Growth Fund – C Share
Swan Defined Risk U.S. Small Cap Fund – I Share
Swan Defined Risk U.S. Small Cap Fund – A Share
Swan Defined Risk U.S. Small Cap Fund – C Share
Swan Defined Risk Emerging Markets Fund – I Share
Swan Defined Risk Emerging Markets Fund – A Share
Swan Defined Risk Emerging Markets Fund – C Share
Swan Defined Risk Foreign Fund – I Share
Swan Defined Risk Foreign Fund – A Share
Swan Defined Risk Foreign Fund – C Share
